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Changes to cap table views and reporting in Carta LLC

Carta LLC has enhanced its reporting capabilities by incorporating the outstanding status of units into vesting fields, allowing for a more accurate representation of how transactions affect vesting quantities.

In the past, reports displayed cumulative vested amounts over time without regard for any transactions that may have occurred. Users will now see the quantities of vested units based on the current outstanding status of those units.

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What's changed?

The following table details changes to specific columns and their updated calculations.

Column

Description

Previously

Outstanding Quantity

Although the definition of outstanding remains unchanged, some critical improvements to its calculation have been made to ensure that other values with outstanding quantities sum properly.

Units Outstanding Quantity Outstanding

Outstanding Vested Quantity

The quantity of units which are both vested and outstanding, as of the report date

NOTE: This quantity counts all outstanding vested units, regardless of vesting type.

Available in:

Cap table views, Interests ledger export

Units Vested Quantity Vested

Outstanding Time-only Vested Quantity

The quantity of vested units subject only to time vesting (service conditions) and which are outstanding as of the report date

NOTE: This quantity does not count any units which are subject to performance conditions.

Available in Cap table views

Units Vested (Time Only)

Outstanding Performance-only Vested Quantity

The quantity of vested units subject only to performance conditions and which are outstanding as of the report date

NOTE: This quantity does not count any units which are subject to time vesting (service conditions).

Available in Cap table views

Units Vested (Performance Only)

Outstanding Time-and-Performance Vested Quantity

Sometimes called “hybrid vesting,” the quantity of vested units subject to both time (service) and performance conditions, and which are outstanding as of the report date

NOTE: This is not the sum of outstanding performance-only and time-only quantities.

Available in Cap table views

Units Vested (Time and Performance)

Outstanding Unvested Quantity

The quantity of units which are both unvested and outstanding, as of the report date NOTE: This quantity counts all outstanding unvested units, regardless of vesting type.

Available in:

Cap table views, Interests ledger export

Units Unvested Unvested Quantity

Outstanding Time-only Unvested Quantity

The quantity of unvested units subject only to time vesting (service conditions) and which are outstanding as of the report date

NOTE: This quantity does not count any units which are subject to performance conditions.

Available in Cap table views

Units Unvested (Time Only)

Outstanding Performance-only Unvested Quantity

The quantity of unvested units subject only to performance conditions and which are outstanding as of the report date

NOTE: This quantity does not count any units which are subject to time vesting (service conditions).

Available in Cap table views

Units Unvested (Performance Only)

Outstanding Time-and-Performance Unvested Quantity

Sometimes called “hybrid vesting,” the quantity of unvested units subject to both time (service) and performance conditions, and which are outstanding as of the report date NOTE: This is not the sum of outstanding performance-only and time-only quantities.

Available in Cap table views

Units Outstanding

Total Vested Quantity

The quantity of vested units which have vested as of the report date, regardless of whether they are outstanding, canceled or forfeited

Available in:

Cap table views, Interests ledger export

Related to Units Vested or Quantity Vested

Total Unvested Quantity

The quantity of unvested units which have vested as of the report date, regardless of whether they are outstanding, canceled or forfeited

NOTE: This quantity includes canceled or forfeited units which were unvested as of their cancelation/forfeiture date. Therefore, Outstanding Unvested Quantity may be a better indicator of units which are likely to vest in the future.

Available in:

Cap table views, Interests ledger export

Related to Units Unvested or Quantity Unvested