Legal Disclosure

eShares, Inc. is a transfer agent registered with the U.S. Securities and Exchange Commission.

eShares Securities LLC is a broker-dealer and a member of FINRA and SIPC.

The services and information described in this communication are provided to you “as is” and “as available” without warranties of any kind, expressed, implied or otherwise, including but not limited to all warranties of merchantability, fitness for a particular purpose, or non-infringement.  Neither eShares, Inc. nor any of its affiliates will be liable for any damages, including without limitation direct, indirect, special, punitive or consequential damages, caused in any way or arising from the use of the services or reliance upon the information provided in this communication or in connection with any failure of performance, error, omission, interruption, defect, delay in operation or transmission, computer virus or line or system failure.

This communication has been prepared for informational purposes only and is not an offer to buy or sell or a solicitation of any offer to buy or sell any security or other financial instrument or to participate in any trading or investment strategy.

The information contained in this communication is not intended as tax, legal, regulatory, accounting or investment advice. Neither eShares, Inc. nor any of its affiliates render advice on tax and tax accounting matters. By providing this information we are not advising you to take any particular action based on the information or opinions (if any) contained herein. Prior to entering into any transaction, you should consult with your own personal tax, accounting and/or legal advisor.

The information contained in this communication related to registered securities and trading activity are performed through eShares Securities LLC. Member FINRA, SIPC

This communication is not intended to, and should not be construed as investment advice. You should consult with your personal investment/financial advisor prior to making any investment decision.


To help the government fight the funding of terrorism and money laundering activities, Federal law requires all U.S. financial institutions, including eShares Securities LLC, to obtain, verify, and record information that identifies each individual or institution that opens an account or establishes a customer relationship with us.

This communication is not, and should not be construed to be investment advice (as defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”) or similar concepts under applicable law) from eShares, Inc. or any of its affiliates with respect to an employee benefit plan or to any person acting as a fiduciary for an employee benefit plan, or as a primary basis for any particular plan investment decision.

Business continuity for disaster recovery is a high priority for eShares, Inc. and its affiliates. Our objective is to ensure our continued ability to serve our clients and to protect their assets as well as our people and assets. Our Business Continuity Program has been developed to provide reasonable assurance of business continuity in the event there are disruptions of normal operations at our critical facilities, and can be obtained upon request. 

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