Cap table access features by level

The following settings apply not only to personal portfolio users, but also to stakeholders with investor portfolios. Features specific to investors and fund administrators are marked with an asterisk (*).

Feature	Restricted	Basic	Advanced	Full details
Electronic exercise Submit option exercise and payments online.	✅	✅	✅	✅
Personal holdings View personal holdings, participating transactions, and related documents.	✅	✅	✅	✅
Fair market values View current and prior common stock values over the duration of active holdings.	✅	✅	✅	✅
Company updates Receive holdings-related updates from the company.	✅	✅	✅	✅
Company information View address, stocks splits, board of directors, and company profile.	✅	✅	✅	✅
Exercise simulator Plan exercises and calculate taxes.	✅	✅	✅	✅
Equity award plan and agreements View plan and agreements for their equity awards.	✅	✅	✅	✅
Closing documents* View closing documents of rounds where the shareholder was a primary investor.	✅	✅	✅	✅
Electronic document delivery Receive certain notices and tax documents. (701, 3921, 83b)	✅	✅	✅	✅
Equity award plan and agreements View plan and agreements for their equity awards.	✅	✅	✅	✅
Ownership percentage View fully diluted ownership percentage.	-	✅	✅	✅
Scenario modeling* Use cap table data to model exits, waterfall payouts, and future rounds.	-	✅	✅	✅
Asset class preferences View terms and preferences of share classes, equity plans, and other asset classes.	-	✅	✅	✅
Financing history View history, quantity, and pricing of primary financings.	-	✅	✅	✅
Preferred and secondary prices View share prices for preferred financings and Carta administered secondary transactions.	-	✅	✅	✅
Cap table by asset class See how much is issued under each asset class.	-	✅	✅	✅
Preferred investor holdings See the name and ownership of preferred shareholders.	-	-	✅	✅
Co-investors modeling* Include co-investors for waterfall analysis, pro-rata cap tables, and round modeling.	-	-	✅	✅
View all stakeholder holdings See the name and ownership of all stakeholders, as well as vesting details and specific terms of each security.	-	-	-	✅

How to manage stakeholder cap table access