Scope of Services: Carta Luxembourg - Registrar/Transfer Agency

Per annum pricing will be determined based on your individual fund structure, needs, and complexities.

Please take note of the client deliverables and related timelines outlined below, as they will impact service and turnaround by the Carta team. We look forward to your continued partnership.

The services are available for Alternative Investment Funds in Luxembourg in the form of:

• Unregulated SCSp/SCS/SCA

• Reserved Alternative Investment Fund (RAIF)

• Investment companies in risk capital (SICAR)

• Specialised Investment Funds (SIF)

Investors register services

Carta will:

• Prepare and maintain the Investors register

• Maintain investor static data

• Perform AML procedures with respect to Investors and prospective investors

• Enter on the register every allotment, issue, transfer, conversion, redemption and/or purchase of interests along with the names and addresses of each Investor and the number of interests in each class held by such Investor

• Make the register available for inspection and supply copies of the register, in accordance with the instructions from authorized persons of the Fund Entity

• During Carta's business hours: Permit the auditor, the NAV calculator services provider (if applicable), and any duly appointed agent or representative of the Fund Entity to inspect the register and any other Fund Entity records required by this engagement to be kept by Carta

Necessary documents or information you will provide Carta:¹

• KYC documents collected from investors.

• Fully executed constitutional documents with list of commitments and carry percentage by member

• Fully executed subscription packets

• Fully executed side letters (if applicable)

• Investor AEOIs, W-8s, W-9s, or other up to date tax and contact information

• Information about disregarded entities

Capital Calls

Carta will:

• Provide high level cash projections to understand cash needs

• Add new investors to the Carta platform and issue the initial capital call notice upon your execution of the subscription agreement

• Execute on your post initial capital call requests

The following are available on Carta platform:

• Calculation by investor, letter preparation and distribution of capital call notices to investors

• Tracking receipts of payments

• Follow-ups with Investors post-due date

You will:

• Submit and approve capital requests through the Carta platform

• Provide a percentage or dollar amount to be called and other required information

• Provide potential investments and realizations for cash projections

• Notify Carta of commitment or carry percentage changes by member

Application of Equalisation Interest

Carta will apply Equalisation Interest to future capital calls or distributions (as specified by the Client)

You will:

• Provide interest waivers via side letters (if applicable)

Distributions

Carta will:

• Perform waterfall calculations in accordance with the constitutional document

• Send notifications to investors to update their wire instructions on the Carta platform

• Draft and publish distribution notices through Carta platform

• Set up distribution wires in your bank account as approved

You will:¹

• Provide the amount to be distributed and provide final sign-off on calculations.

Investor information and communications

Investors will be responsible for updating their information, including maintaining investor contact preferences, wire instructions, and other requested information on the Carta platform.

All communications will be on the Carta platform, which will serve as the communication repository for communications like capital calls, distributions, periodic and annual reports, investor update letters, tax documents, etc.

Carta will assist with providing you answers to LP questions related to fund information (such as queries on NAV, commitment, etc) on the Carta platform.

To discuss any services that are outside of the scope addressed above, please talk to your Carta representative.

¹ Additional documentation or information may be required by Carta as circumstances warrant. Client’s failure to meet required timelines for documentation may result in delay of delivery by Carta of any deliverables reliant on such client inputs.