Why does Vauban need to verify my identity?

Why does Carta need to verify my identity for the US Syndicate SPV?

Carta must verify the identity of our customers for compliance with U.S. Anti-Money Laundering (AML) and Know-Your-Customer (KYC) regulations. This requirement includes all Lead Partners, Deal Partners, and Limited Partners in the US Syndicate SPVs, as well as Target Companies.

In addition, our U.S. regulated financial institution partners may have certain restrictions or requirements for identity verification and prohibited or restricted industries for investments.

Providing proof of your identity helps prevent financial crime such as money laundering, terrorist financing, and identity fraud; especially from criminal organizations accessing the financial system using the stolen identities of innocent people. Therefore this protects you, our valued client, as well as Carta.

DISCLOSURE: This communication is on behalf of eShares Inc., dba Carta, Inc. (“Carta”). This communication is not to be construed as legal, financial, accounting or tax advice and is for informational purposes only. This communication is not intended as a recommendation, offer or solicitation for the purchase or sale of any security. Features and pricing subject to change. Carta does not assume any liability for reliance on the information provided herein.

Please refer to important disclosures found here.